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Bank of America, N.A. v. Caulkett

575 U.S. 790 (2015) — Supreme Court of the United States (2015)

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Supreme Court of the United States
2015
575 U.S. 790 (2015)

Facts of the Case

David Caulkett and Edelmiro Toledo-Cardona each filed Chapter 7 bankruptcy and sought to 'strip off' (void) junior mortgage liens under § 506(d) of the Bankruptcy Code. In both cases, the senior mortgage exceeded the home's current market value, meaning the junior liens were entirely 'underwater' — there was no equity to support them. The debtors argued that because the junior liens were not 'secured' under § 506(a), they could be voided under § 506(d). The bankruptcy court agreed and voided the junior liens.

Legal Issue

Whether a Chapter 7 debtor may 'strip off' (void) a junior mortgage lien when the debt is entirely underwater — that is, the senior lien exceeds the property's value, leaving no equity to secure the junior lien.

Court Holding

The Supreme Court unanimously held (9-0) that a debtor in Chapter 7 CANNOT strip off a junior mortgage lien that is entirely underwater. The Court held that § 506(d) voids a lien only if the underlying claim is not an 'allowed secured claim,' and a claim does not become unsecured simply because the collateral value is zero in a Chapter 7 case. The junior lien survives bankruptcy — it remains a lien on the property even though there is no equity to support it. In a Chapter 13, lien stripping is permitted for wholly unsecured junior liens (Nobelman v. American Savings Bank, 1993). But Chapter 7 does not permit lien stripping — the distinction is deliberate.

Why This Case Matters

Caulkett is a landmark decision defining the limits of lien stripping in bankruptcy. It establishes that Chapter 7 — the liquidation chapter — cannot modify secured claims by stripping off wholly unsecured junior liens. Homeowners with junior mortgages (second mortgages, HELOCs) who file Chapter 7 cannot remove these liens — they survive. The strategic implication is clear: if you need to strip a junior lien, you must file Chapter 13 (which permits it under § 1322(b)(2)), not Chapter 7.

Impact on Homeowners

If you have a second mortgage or HELOC that is entirely underwater and you file Chapter 7, the junior lien SURVIVES the bankruptcy — you still owe it, and the lender can foreclose if you default. To strip the junior lien, you must file Chapter 13 and comply with the plan requirements. This decision affects homeowners with both a first and second mortgage where the home is worth less than the first mortgage balance. Consult a bankruptcy attorney to determine whether Chapter 13 lien stripping is available.

Frequently Asked Questions

What's the difference between lien stripping in Chapter 7 and Chapter 13?
Chapter 7: lien stripping is NOT permitted for junior mortgages. The lien survives discharge. Chapter 13: lien stripping IS permitted under § 1322(b)(2) — a wholly unsecured junior lien on the debtor's principal residence can be 'stripped off' and treated as an unsecured claim in the Chapter 13 plan. If the debtor completes all plan payments, the junior lien is voided and the lender must release it. The key difference: Chapter 13 provides a mechanism (§ 1322(b)(2)) for modifying the rights of holders of secured claims; Chapter 7 does not.
Can I strip a lien if it's partially secured?
No. Under Nobelman v. American Savings Bank (1993), a claim that is PARTIALLY secured (the property value exceeds the senior lien by at least $1, so some value supports the junior lien) cannot be stripped — not even in Chapter 13. Lien stripping applies ONLY to wholly unsecured junior liens — cases where the senior lien exceeds the property value, leaving zero equity for the junior lien. If even $1 of the junior lien is supported by equity, it cannot be stripped.
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